The Division of Corporation Finance, Disclosure Program is seeking to fill the Deputy Director position located in Washington, D.C.Learn more about this agency
The Deputy Director, Disclosure Program works closely with the Division Director to clearly define the goals of the Division's selective review of filings made under the Securities Act of 1933 and the Securities Exchange Act of 1934. The Deputy leads the efforts of the four offices that make up the Disclosure Program including the offices of Assessment and Continuous Improvement, Disclosure Review, Risk and Strategy, and Specialized Policy and Disclosure. These offices work together to identify areas of risk that require close monitoring, implement changes to increase the efficiency and effectiveness of review related business processes, and to monitor and enhance compliance with the applicable disclosure and accounting requirements.
Typical Duties Include:
- Establishing review goals and leading the Disclosure Program to efficiently achieve specified goals and objectives. Maintaining policies, procedures and resources to reflect current priorities; and developing new policies and procedures in response to emerging trends, changing priorities and new legislation. Encouraging flexible approaches to considering transactions and disclosure requirements while maintaining investor protection.
- Providing strategic direction and leadership in the Division's Disclosure Program, and working with direct reports in charge of the program's activities to resolve issues and effect change.
- Identifying and implementing new technologies and analytical methods, including machine learning techniques and artificial intelligence tools, aimed at improving overall compliance with applicable laws and regulations and creating efficiencies in business processes.
- Leading a responsive and nimble organization to answer interpretive questions and provide informal advice on the registration and reporting provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, and other statutes with federal securities law requirements.
- Collaborating with other Division offices to enhance the effectiveness of filing review policies and procedures and individual filing review outcomes.
- Maintaining the Division's outreach and consultation efforts to inform our work to facilitate capital formation and enhance investor protection.
Occasional travel - You may be expected to travel for this position.
This job originated on www.usajobs.gov. For the full announcement and to apply, visit www.usajobs.gov/GetJob/ViewDetails/616100500. Only resumes submitted according to the instructions on the job announcement listed at www.usajobs.gov will be considered.