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    Duties

    Summary

    The Division of Investment Management (IM) works to support the SEC in its mission to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. IM regulates investment companies, variable insurance products, and federally registered investment advisers.

    The Division of Investment Management's Rulemaking Office, Investment Company Regulation Office is seeking to fill one Attorney-Adviser position in Washington, DC.


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    Responsibilities

    As an Attorney-Adviser in the Division of Investment Management's Rulemaking Office, your work assignments may include any of the following tasks:

    • Prepare recommendations for rulemaking under the Investment Company Act of 1940 and the Investment Advisers Act of 1940;
    • Research, analyze, and develop rule text to implement regulatory initiatives;
    • Draft substantive legal documents including draft releases explaining proposed and final rulemaking initiatives, federal register notices, and memoranda;
    • Consult and coordinate with staff across the Division and Commission, and public and industry representatives, regarding regulatory policy;
    • Analyze legislation and its potential impact on the regulation of investment companies;
    • Provide interpretive guidance to other offices within the Division and to other divisions and offices at the Commission (including Regional Offices) on Investment Company Act and Investment Advisers Act matters;
    • Respond to public inquiries; and
    • Assist Investment Management senior staff with the preparation of speeches and public presentations.

    Travel Required

    Not required

    Supervisory status

    No

    Promotion Potential

    14

  • Job family (Series)

    0905 Attorney

This job originated on www.usajobs.gov. For the full announcement and to apply, visit www.usajobs.gov/GetJob/ViewDetails/552616900. Only resumes submitted according to the instructions on the job announcement listed at www.usajobs.gov will be considered.