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    The Office of Compliance Inspections and Examinations (OCIE) is seeking to fill the position of Associate Director in the Office of Investment Advisers and Investment Company Examinations (IA/IC). This position is located in Washington, DC.

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    The Associate Director (OCIE) supervises and directs OCIE's Headquarter IA/IC Exam Program under the immediate supervision of the Deputy Director(s). The incumbent advises the OCIE Deputy Director(s) and/or the OCIE Director with regard to the National Examination Program priorities and strategies and examinations, particularly those of offshore registrants.

    Typical duties include:

    • Developing, conceiving, planning and implementing policies and guidelines affecting the risk assessment and examination of registrants.
    • Implementing examination goals and addressing the impact of extraterritorial law and policy on implementation.
    • Actively participating in meetings involving all aspects of OCIE's examination responsibilities.
    • Overseeing and administering professional work involved in examinations; and providing advice and services with respect to questions, regulations, practices, or other matters falling within the purview of a Federal Government agency..
    • Participating as a panelist on behalf of the OCIE and the Commission in collaborative law enforcement programs, bar association presentations, industry conferences and meetings, law school conferences held by similar groups and associations.
    • Counseling senior management staff and officials at multiple levels of SEC; senior staff of other Federal, state, local and government agencies; and private sector clients and vendors on agency matters.
    • Serving as an agency authority on examinations, particularly of investment advisers and investment companies.

    Travel Required

    Occasional travel - You may be expected to travel for this position.

    Supervisory status


    Promotion Potential


  • Job family (Series)

    0340 Program Management

This job originated on www.usajobs.gov. For the full announcement and to apply, visit www.usajobs.gov/GetJob/ViewDetails/541151600. Only resumes submitted according to the instructions on the job announcement listed at www.usajobs.gov will be considered.