The Division of Investment Management is seeking to fill an Attorney-Adviser position in the Disclosure Review and Accounting Office, Disclosure Review Office No.5. This position is located in Washington, DC.Learn more about this agency
As an attorney-adviser in the Division of Investment Management's Disclosure Review Office, your work assignments may include any of the following tasks:
- Analyzing policy and regulatory issues under the federal securities laws as they relate to the regulation of investment advisers;
- The review of various disclosure documents for open-end funds, closed-end funds and exchange-traded funds, including registration statements, proxies, and other filings required by the federal securities laws;
- Utilizing financial technology to analyze investment companies and review disclosure documents.
- Preparing recommendations and guidance as they relate the federal securities laws, statues, and Investment Advisers Act and the Investment Company Act;
- Drafting substantive legal documents including draft releases and memos explaining proposed and final rulemaking initiatives,
- Researching, analyzing and developing rule text to implement regulatory initiatives;
- Consulting and coordinating with staff across the Division and Commission and public and industry representatives regarding regulatory policy and registration documents;
- Providing interpretive guidance to other offices within the Division and to other Divisions and Offices at the Commission (including Regional Offices);
- Responding to public inquiries; and
- Assisting the Division's senior staff with the preparation of speeches and public presentations.
Occasional travel - You may be expected to travel for this position.
This job originated on www.usajobs.gov. For the full announcement and to apply, visit www.usajobs.gov/GetJob/ViewDetails/534783700. Only resumes submitted according to the instructions on the job announcement listed at www.usajobs.gov will be considered.