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    The Division of Investment Management is seeking to fill an Attorney-Adviser position in the Disclosure Review and Accounting Office, Disclosure Review Office No.5. This position is located in Washington, DC.

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    As an attorney-adviser in the Division of Investment Management's Disclosure Review Office, your work assignments may include any of the following tasks:

    • Analyzing policy and regulatory issues under the federal securities laws as they relate to the regulation of investment advisers;
    • The review of various disclosure documents for open-end funds, closed-end funds and exchange-traded funds, including registration statements, proxies, and other filings required by the federal securities laws;
    • Utilizing financial technology to analyze investment companies and review disclosure documents.
    • Preparing recommendations and guidance as they relate the federal securities laws, statues, and Investment Advisers Act and the Investment Company Act;
    • Drafting substantive legal documents including draft releases and memos explaining proposed and final rulemaking initiatives,
    • Researching, analyzing and developing rule text to implement regulatory initiatives;
    • Consulting and coordinating with staff across the Division and Commission and public and industry representatives regarding regulatory policy and registration documents;
    • Providing interpretive guidance to other offices within the Division and to other Divisions and Offices at the Commission (including Regional Offices);
    • Responding to public inquiries; and
    • Assisting the Division's senior staff with the preparation of speeches and public presentations.

    Travel Required

    Occasional travel - You may be expected to travel for this position.

    Supervisory status


    Promotion Potential


  • Job family (Series)

    0905 Attorney

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This job originated on www.usajobs.gov. For the full announcement and to apply, visit www.usajobs.gov/GetJob/ViewDetails/534783700. Only resumes submitted according to the instructions on the job announcement listed at www.usajobs.gov will be considered.