• Help

    Duties

    Summary

    If selected, you will join a well-respected team that is responsible for providing expert advice and counsel to enforcement staff on asset management issues, especially in the areas of portfolio management, fund governance, fund operations, and/or valuations.

    Learn more about this agency

    Responsibilities

    • Provide expert advice and serve as a primary consultant to enforcement staff on asset management issues, especially in the areas of portfolio management, investment adviser operations, and valuation.
    • Provide expert advice and serve as a primary consultant to enforcement staff on asset management issues, especially in the areas of portfolio management, investment adviser operations, and valuation.
    • Prepare authoritative written reports, including evaluative commentaries, on issues relating to separately managed accounts (including retail investors), registered investment companies (including mutual funds and ETFs), and/or private funds.
    • Monitor developments in the asset management industry, and provide expertise and insight as to potential risks and impact.
    • Participate in enforcement investigations and litigation, to include witness interviews, testimony, and trials, involving investment managers and advisers, separately managed accounts, mutual funds, investment companies, and/or private funds.
    • Support enforcement staff in carrying out high-level, high-visibility, and sensitive assignments, and in developing and conducting communications with other securities regulators.

    Travel Required

    Occasional travel - You may be expected to travel for this position.

    Supervisory status

    No

    Promotion Potential

    16

This job originated on www.usajobs.gov. For the full announcement and to apply, visit www.usajobs.gov/GetJob/ViewDetails/532594600. Only resumes submitted according to the instructions on the job announcement listed at www.usajobs.gov will be considered.